TC

Workflow Documentation

SOW Review Process - Per Workflowv2.md

Status Flow

How tickets progress through the workflow

PENDING TR
UNDER REVIEW
PENDING ED
EXTENSION GRANTED
COMPLETED
Alt 1 Escalation: PENDING_TR/UNDER_REVIEW → EXPIRED
Restart: EXPIRED → PENDING_TR (CA only)

Workflow Phases

Complete lifecycle from trigger to completion

Trigger SOW Review

CA/Compliance initiates review process

Day 0
Trigger SOW review
Assign to TR
Create 14-day deadline

TR Upload Documents

TR uploads required documents

Days 1-14
Upload documents
Request extension
Submit for review

Extension Request

TR requests time extension from ED

If needed
TR requests extension
ED reviews request
ED approves/rejects

Document Review

Review completed documents

After upload
Review documents
Approve/Reject
Proceed to SOW 2

Alt 1 Escalation

Deadline missed - escalate to TR & Trigger Party

After 14 days
Notify TR
Notify Trigger Party
CA review required

SOW 2 Processing

Documents complete - proceed to SOW 2

After completion
Suspend Group 1
Process SOW 2
Complete workflow

Role-Based Routing

How tickets route through different roles

CA / Compliance

Trigger SOW review
Review expired tickets (Alt 1)
Restart expired/rejected tickets
Reactivate dormant accounts

Handles Status:

EXPIREDREJECTEDDORMANT

Trust Representative (TR)

Upload documents within 14-day deadline
Request time extensions from ED
Submit documents for approval
Handle escalation notifications

Handles Status:

PENDING TRUNDER REVIEWEXTENSION GRANTED

Engagement Director (ED)

Review extension requests
Approve/reject extensions
Grant X days extension
Final authorization

Handles Status:

PENDING ED

Alt 1 Escalation Path

What happens when deadline is missed

Timeline

Day 0

Ticket created - PENDING_TR

14-day deadline starts

Day 12

Warning notification

2 days remaining

Day 13

Critical notification

1 day remaining

Day 14+

ALT 1 ESCALATION

Status → EXPIRED

Escalation Actions

System Actions

  • • Change status to EXPIRED
  • • Create escalation record
  • • Log in audit trail

Notifications

  • • Notify TR of deadline miss
  • • Notify Trigger Party (CA/Compliance)
  • • Alert CA for review

CA Actions

  • • Review expired ticket
  • • Restart ticket (PENDING_TR)
  • • Or close with reason

Group 1 Suspension (Step 13)

SOW 2 processing - stakeholders suspended

When documents are uploaded and ticket status changes to COMPLETED, Group 1 is suspended from further involvement.

ED

TR

Compliance

CA

Finance

Custody

Central Buyer

Workflowv2.md - SOW Review Process

14-Day Deadline | Alt 1 Escalation | Group 1 Suspension